Thomas Xi Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Xi Xia ( ), a licensed former licensee with CE reference AQY002. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | RO | Type 1 — Dealing in securities | 2015-12-03 | 2023-04-14 |
| Eclipse Options (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2015-12-03 | 2023-04-14 |
| Eclipse Options (HK) Limited | Rep | Type 1 — Dealing in securities | 2013-05-22 | 2015-12-03 |
| Eclipse Options (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-22 | 2015-12-03 |
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-05-27 | 2009-12-16 |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-27 | 2009-12-16 |