Tristan James Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tristan James Thompson, a licensed Responsible Officer with CE reference AQY007. Currently licensed at 1 firm(s): Optiver Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-02-01 | present |
| Optiver Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2018-02-01 | present |
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-05-27 | 2015-02-16 |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-27 | 2015-02-16 |