Jonathan Ka Yan Lo
羅家炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Ka Yan Lo (羅家炘), a licensed Responsible Officer with CE reference AQY025. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 1 — Dealing in securities | 2020-10-09 | present |
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2020-10-09 | present |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | 2020-10-09 | present |
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2017-09-08 | 2020-10-09 |