Thomas James Card
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Card ( ), a licensed former licensee with CE reference AQY105. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | 2014-08-08 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-25 | 2014-08-08 |