Lai Shan Lau
劉麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Shan Lau (劉麗珊), a licensed former licensee with CE reference AQZ608. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2015-03-01 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2014-07-30 | 2015-03-01 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2014-07-30 | 2015-03-01 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2008-05-21 | 2010-01-07 |