Yiming Xue
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Xue ( ), a licensed former licensee with CE reference ARA497. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spring Capital Asia, Limited 天泉私募投資有限公司 |
RO | Type 4 — Advising on securities | 2008-08-21 | 2011-09-14 |
| Spring Capital Asia, Limited 天泉私募投資有限公司 |
RO | Type 9 — Asset management | 2008-08-21 | 2011-09-14 |