Ka Lok Chu
朱家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Chu (朱家樂), a licensed former licensee with CE reference ARB876. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-05 | 2018-12-15 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-20 | 2013-01-11 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2011-01-20 | 2013-01-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-03 | 2010-11-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-23 | 2010-06-03 |