Danmin Yan

嚴旦旻
CE No. ARC145 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danmin Yan (嚴旦旻), a licensed Responsible Officer with CE reference ARC145. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
RO Type 1 — Dealing in securities 2017-07-24 present
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
RO Type 4 — Advising on securities 2017-07-24 present
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
RO Type 6 — Advising on corporate finance 2017-07-24 present
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
Rep Type 1 — Dealing in securities 2011-01-04 2017-07-24
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
Rep Type 4 — Advising on securities 2011-01-04 2017-07-24
Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
Rep Type 6 — Advising on corporate finance 2008-10-17 2017-07-24

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