Shung Kai Ng
吳崇佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shung Kai Ng (吳崇佳), a licensed Responsible Officer with CE reference ARE819. Currently licensed at 1 firm(s): Tianlong Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-22 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 — Advising on securities | 2023-12-19 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 — Asset management | 2023-12-19 | present |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-10-17 | 2023-02-17 |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-06-26 | 2021-09-30 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-19 | 2021-09-06 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2016-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-21 | 2016-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-07-30 | 2016-04-15 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2008-07-11 | 2011-12-31 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2008-07-11 | 2011-12-31 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | 2008-07-11 | 2011-12-31 |