Guosheng Duan
段國聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosheng Duan (段國聖), a licensed Responsible Officer with CE reference ARG106. Currently licensed at 1 firm(s): Taikang Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-11 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-07-10 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-08-07 | present |