Teng Liu
劉騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teng Liu (劉騰), a licensed Responsible Officer with CE reference ARG107. Currently licensed at 1 firm(s): China Eagle Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-31 | present |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-16 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-21 | 2018-09-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-12-21 | 2018-09-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-12-21 | 2018-09-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2015-12-21 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2015-12-21 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-11-09 | 2015-12-21 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-05-15 | 2015-03-31 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-15 | 2015-03-31 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-07-10 | 2010-10-02 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-08-07 | 2010-10-02 |