Connie Hong Nei Ma
馬康妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Hong Nei Ma (馬康妮), a licensed former licensee with CE reference ARG522. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-20 | 2013-05-31 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2013-05-31 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-15 | 2012-08-20 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-09 | 2012-05-04 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-26 | 2012-05-04 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2008-11-20 |