Teresa Anne Teague
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Anne Teague ( ), a licensed former licensee with CE reference ARH062. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TTB Partners Limited |
RO | Type 1 — Dealing in securities | 2017-05-31 | 2025-10-20 |
| TTB Partners Limited |
RO | Type 6 — Advising on corporate finance | 2017-05-31 | 2025-10-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2012-09-28 | 2016-04-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-28 | 2016-04-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-05-25 | 2012-09-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-25 | 2012-09-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2011-12-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-14 | 2011-12-08 |