Yin Moi Desmond Soon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Moi Desmond Soon ( ), a licensed former licensee with CE reference ARH222. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-06 | 2020-01-10 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2016-09-08 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-07 | 2014-04-11 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-03 | 2010-12-31 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-07-03 | 2010-12-31 |