Lup Kei Tam
譚立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lup Kei Tam (譚立基), a licensed Representative with CE reference ARI645. Currently licensed at 1 firm(s): BOCI Commodities & Futures Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-05 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-03-05 | present |
| CMT Advisors Asia Limited | Rep | Type 9 — Asset management | 2008-07-18 | 2009-07-14 |