Roderick Joan Leonhard Wurfbain

CE No. ARI684 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Joan Leonhard Wurfbain, a licensed Responsible Officer with CE reference ARI684. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 2.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →

Licence history

FirmRoleRegulated activityFromTo
Vantage Capital Markets HK Limited RO Type 1 — Dealing in securities 2008-10-02 present
Vantage Capital Markets HK Limited RO Type 2 — Dealing in futures contracts 2008-10-02 present

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