Thomas Francis Jessop Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Francis Jessop Jr ( ), a licensed former licensee with CE reference ARI813. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2011-10-27 | 2012-07-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2011-10-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-01 | 2012-07-01 |