Stephen Benjamin Schwartz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Benjamin Schwartz ( ), a licensed former licensee with CE reference ARJ142. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 — Providing credit rating services | 2017-08-18 | 2022-01-11 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-12-01 | 2017-08-18 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2014-03-31 | 2016-10-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-14 | 2009-09-21 |