Sixuan Li
李斯璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sixuan Li (李斯璇), a licensed former licensee with CE reference ARJ826. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-12-18 | 2009-05-26 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-12-18 | 2009-05-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-31 | 2008-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2008-11-22 |