Andy Si Yuen Wong
黃思遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Si Yuen Wong (黃思遠), a licensed Responsible Officer with CE reference ARK439. Currently licensed at 1 firm(s): Pictet Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-15 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-05-15 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-04-24 | 2017-05-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2013-09-03 | 2017-03-29 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-02 | 2017-03-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-08-02 | 2017-03-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-08-02 | 2017-03-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2012-01-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2008-08-01 | 2012-01-11 |