Alex Hoi Tse
謝海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Hoi Tse (謝海), a licensed former licensee with CE reference ARL371. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-08-07 | 2011-05-14 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2008-08-07 | 2011-05-14 |