Young A Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young A Kim ( ), a licensed former licensee with CE reference ARL484. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Adveq Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2017-04-28 |
| Schroder Adveq Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2014-01-27 | 2017-04-28 |
| Schroder Adveq Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2014-01-27 |
| Schroder Adveq Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-07-02 | 2014-01-27 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2008-08-11 | 2011-06-24 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2008-08-11 | 2011-06-24 |