Yanming Guo
郭雁鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanming Guo (郭雁鳴), a licensed former licensee with CE reference ARN079. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-11 | 2025-09-30 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 9 — Asset management | 2025-03-11 | 2025-09-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-17 | 2023-03-07 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-11-17 | 2023-03-07 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-10 | 2021-09-13 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-10 | 2021-09-13 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-01 | 2021-03-10 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-01 | 2021-03-10 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-30 | 2020-08-31 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-05-30 | 2020-08-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-04-02 | 2018-01-12 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 9 — Asset management | 2008-09-29 | 2018-01-12 |