Raymond Ho Yin Kwok
郭浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ho Yin Kwok (郭浩然), a licensed Responsible Officer with CE reference ARN583. Currently licensed at 1 firm(s): Crosby Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-26 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-22 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 — Asset management | 2015-09-22 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-23 | 2016-05-16 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2016-02-23 | 2016-05-16 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-08 | 2020-08-26 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-08 | 2015-09-22 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2014-01-08 | 2015-09-22 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2013-12-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-13 | 2013-12-31 |