Shan Jiang
江山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Jiang (江山), a licensed Responsible Officer with CE reference ARN809. Currently licensed at 1 firm(s): Yude Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-27 | present |
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 9 — Asset management | 2020-04-27 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-27 | 2014-11-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-28 | 2017-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-28 | 2017-05-31 |