Chi Wai Lo
盧志威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Lo (盧志威), a licensed Responsible Officer with CE reference ARO380. Currently licensed at 1 firm(s): Aqua Capital Strategy Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-13 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 4 — Advising on securities | 2021-01-26 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 9 — Asset management | 2021-01-26 | present |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-23 | 2020-06-24 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2019-07-23 | 2020-06-24 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2019-06-30 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-03 | 2019-06-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-03 | 2017-06-21 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2008-09-03 | 2017-06-21 |