Alex Cheuk Fung Ng
吳綽峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Cheuk Fung Ng (吳綽峰), a licensed former licensee with CE reference ARO475. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-25 | 2010-07-28 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-25 | 2010-07-28 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-25 | 2009-05-08 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-25 | 2009-05-08 |