Philip Wai Chiu Tong
唐偉潮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wai Chiu Tong (唐偉潮), a licensed former licensee with CE reference ARO584. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-26 | 2023-04-30 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-05-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-19 | 2020-04-17 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-21 | 2018-04-19 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-21 | 2023-04-30 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-08 | 2017-07-07 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2017-03-10 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-12 | 2017-03-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-19 | 2017-03-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-19 | 2016-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-30 | 2012-08-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-30 | 2012-08-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-17 | 2012-08-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-02 | 2010-02-27 |