Stephen Fildes Bamford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Fildes Bamford, a licensed Representative with CE reference ARP194. Currently licensed at 1 firm(s): TPG Capital, Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-20 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-20 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-07 | 2023-01-20 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2012-03-07 | 2023-01-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-09-12 | 2010-05-21 |