Hoi Chun (SFC:ARP732) Chan
陳海俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Chun (SFC:ARP732) Chan (陳海俊), a licensed former licensee with CE reference ARP732. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-29 | 2025-02-26 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-29 | 2025-02-26 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-23 | 2023-03-29 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-23 | 2023-03-29 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-09-30 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2022-09-30 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-18 | 2022-09-20 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-15 | 2016-05-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-05 | 2015-07-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2015-03-05 | 2015-07-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-10-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-16 | 2010-06-17 |