David Oliver Smith III

CE No. ARQ094 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Oliver Smith III (), a licensed former licensee with CE reference ARQ094. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Citadel Securities (Hong Kong) Limited
 RO Type 1 — Dealing in securities 2009-04-09 2014-10-17
Citadel Securities (Hong Kong) Limited
 RO Type 2 — Dealing in futures contracts 2009-04-09 2014-10-17

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