Adrianne Jia Yan Yu
余家延
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrianne Jia Yan Yu (余家延), a licensed former licensee with CE reference ARQ478. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2021-08-31 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2021-08-31 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-07-25 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-07-25 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2011-07-25 | 2017-04-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-14 | 2011-01-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-14 | 2011-01-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-28 | 2010-02-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-28 | 2010-02-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-28 | 2010-02-12 |