Pierre Ferland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Ferland ( ), a licensed former licensee with CE reference ARQ522. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-20 | 2018-02-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-20 | 2018-02-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-20 | 2018-02-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-20 | 2018-02-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-20 | 2020-12-07 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-20 | 2020-12-07 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-02-20 | 2020-12-07 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-20 | 2020-05-04 |