Bum Suk Kim
金範錫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bum Suk Kim (金範錫), a licensed former licensee with CE reference ARQ770. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2014-11-29 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-02 | 2014-11-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2014-11-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-05-02 | 2014-11-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-14 | 2014-04-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-24 | 2014-04-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2014-04-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2012-09-24 | 2014-04-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2012-09-03 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-02 | 2012-09-03 |