Andrew James Barnie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Barnie ( ), a licensed former licensee with CE reference ARQ984. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-29 | 2009-06-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-29 | 2009-06-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2009-06-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-09-29 | 2009-06-10 |