Bryan Ray Toms
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bryan Ray Toms ( ), a licensed former licensee with CE reference ARR904. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2012-03-26 | 2012-06-05 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2012-03-26 | 2012-06-05 |
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-11-03 | 2010-01-31 |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-03 | 2010-01-31 |