Le (SFC:ARS239) Chen
陳樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le (SFC:ARS239) Chen (陳樂), a licensed former licensee with CE reference ARS239. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-14 | 2021-06-30 |
| West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-11-14 | 2021-06-30 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-10-10 | 2014-09-30 |