Wendy Yuan Hui Wu
吳婉蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Yuan Hui Wu (吳婉蕙), a licensed Responsible Officer with CE reference ART440. Currently licensed at 1 firm(s): Aspen Hill Partners (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2009-12-23 | present |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2009-12-23 | present |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-11-14 | 2009-12-23 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-11-14 | 2009-12-23 |