Veronica Yiu Man Shih
施曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Veronica Yiu Man Shih (施曉雯), a licensed former licensee with CE reference ART651. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-08 | 2016-05-26 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-08 | 2016-05-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2015-04-27 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-31 | 2015-04-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2012-06-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | 2012-06-07 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-24 | 2012-06-07 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-18 | 2011-02-28 |