Nicholas Roy Bloom
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Roy Bloom, a licensed Responsible Officer with CE reference ART997. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
RO | Type 9 — Asset management | 2019-05-21 | present |
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-16 | 2019-05-21 |
| Three Stones Capital Limited 磊投資有限公司 |
Rep | Type 9 — Asset management | 2015-11-12 | 2017-03-31 |