Mabel (SFC:ARU038) Lee
李美寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mabel (SFC:ARU038) Lee (李美寶), a licensed former licensee with CE reference ARU038. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-03-04 | 2014-05-12 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 2 — Dealing in futures contracts | 2014-03-04 | 2014-05-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-10-03 | 2014-02-23 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-10-03 | 2014-02-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-10-28 | 2011-03-11 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2011-03-11 |