Derek Patrick Jack Foster
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Patrick Jack Foster, a licensed Representative with CE reference ARU732. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-08 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-07-09 | 2018-07-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-07-09 | 2018-07-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-03-08 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-03-08 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-11-08 | 2017-11-17 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-11-08 | 2017-11-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-05-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-05 | 2016-05-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-02-02 | 2015-02-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-08-30 | 2014-11-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-25 | 2011-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-25 | 2011-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-08-25 | 2011-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-01 | 2009-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2009-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-11 | 2009-05-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-11 | 2009-05-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-03 | 2009-02-03 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-03 | 2009-02-03 |