Alexandre Avanian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandre Avanian ( ), a licensed former licensee with CE reference ARV353. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | 2018-07-31 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-09 | 2018-07-31 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 9 — Asset management | 2017-08-08 | 2018-07-31 |
| Three Stones Capital Limited 磊投資有限公司 |
Rep | Type 9 — Asset management | 2016-06-08 | 2017-08-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-25 | 2015-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-09-28 | 2015-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2009-09-28 | 2015-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-07 | 2010-06-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-07 | 2009-09-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-07 | 2009-09-28 |