VI Tri Phan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for VI Tri Phan ( ), a licensed former licensee with CE reference ARV601. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-29 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-03-10 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-03-10 | 2011-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-11 | 2009-03-10 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-11 | 2009-03-10 |