Karen Kwok Yan Chui
崔幗欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kwok Yan Chui (崔幗欣), a licensed former licensee with CE reference ARW145. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2014-01-03 | 2021-08-31 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2008-12-09 | 2021-08-31 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2008-12-09 | 2021-08-31 |