Alan Yik Fung Chuang
莊奕烽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Yik Fung Chuang (莊奕烽), a licensed Responsible Officer with CE reference ARW185. Currently licensed at 1 firm(s): AP Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AP Capital Limited |
RO | Type 1 — Dealing in securities | 2023-08-22 | present |
| AP Capital Limited |
RO | Type 4 — Advising on securities | 2022-10-12 | present |
| AP Capital Limited |
RO | Type 9 — Asset management | 2022-10-12 | present |
| AP Capital Limited |
Rep | Type 4 — Advising on securities | 2022-06-10 | 2022-10-12 |
| AP Capital Limited |
Rep | Type 9 — Asset management | 2022-06-10 | 2022-10-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-10 | 2010-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-13 | 2010-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-01-13 | 2010-04-30 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-04-23 | 2009-11-23 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-19 | 2009-11-23 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-14 | 2008-12-08 |