Haiping Xiao
肖海平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiping Xiao (肖海平), a licensed former licensee with CE reference ARW593. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-11 | 2020-03-25 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-09 | 2021-08-31 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | 2018-10-09 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-15 | 2022-11-22 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-15 | 2022-11-22 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2016-01-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-03 | 2016-01-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-11-17 | 2016-01-28 |