Clive Richard Peggram
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Richard Peggram ( ), a licensed former licensee with CE reference ARW930. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2009-08-18 | 2012-07-30 |
| FRM Hong Kong Limited |
RO | Type 9 — Asset management | 2009-08-18 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-01-12 | 2009-08-18 |