Man Yan Yau
丘文茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan Yau (丘文茵), a licensed former licensee with CE reference ASC922. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-12 | 2022-01-31 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-12 | 2022-01-31 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-14 | 2018-11-12 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-14 | 2018-11-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-30 | 2016-12-29 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-21 | 2016-09-26 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-19 | 2010-02-25 |