Wan Ting Lam
林韻婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ting Lam (林韻婷), a licensed Representative with CE reference ASD135. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-29 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2023-06-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2010-06-11 |